Categories
Discover our Courses
Featured Pathways
More pathways
Banking Essentials - Part I
This pathway will walk us through the basics of banks, starting with some of the different types and their main functions, then starting to look at the regulation faced by the banks, both before and after the Global Financial Crisis.
Greenwashing
Greenwashing is the act of distributing false information about something being more environmentally friendly than it actually is.
More pathways
Ready to get started?
Plans & Membership
Find the right plan for you
Our Platform
Expert led content
+1,000 expert presented, on-demand video modules
Learning analytics
Keep track of learning progress with our comprehensive data
Interactive learning
Engage with our video hotspots and knowledge check-ins
Testing & certification
Gain CPD / CPE credits and professional certification
Managed learning
Build, scale and manage your organisation’s learning
Integrations
Connect Finance Unlocked to your current platform
Featured Content
More featured content
Tackling the Cost of Living Crisis
In this video, Max discusses the cost-of-living crisis currently enveloping the UK. He examines its impact on households as well as the overall economy.
CSR and Sustainability in Financial Services
In the first video of this two-part video series, Elisa introduces us to sustainability. She begins by looking at the difference between sustainability and corporate social responsibility, two terms that can be easily confused.
More featured content
Ready to get started?
Our Solutions
About Us
Testimonials
More testimonials
Mark Homans
Our sky high NPS following learner feedback speaks for itself - this platform has delivered a lot of value.
Fiona Quinn
Learning is accessible and the tool assists in the continued development of all our employees. It is a fantastic tool for our business!
More testimonials
Ready to get started?
Categories
Discover our Courses
Featured Pathways
More pathways
Banking Essentials - Part I
This pathway will walk us through the basics of banks, starting with some of the different types and their main functions, then starting to look at the regulation faced by the banks, both before and after the Global Financial Crisis.
Greenwashing
Greenwashing is the act of distributing false information about something being more environmentally friendly than it actually is.
More pathways
Ready to get started?
Plans & Membership
Find the right plan for you
Our Platform
Expert led content
+1,000 expert presented, on-demand video modules
Learning analytics
Keep track of learning progress with our comprehensive data
Interactive learning
Engage with our video hotspots and knowledge check-ins
Testing & certification
Gain CPD / CPE credits and professional certification
Managed learning
Build, scale and manage your organisation’s learning
Integrations
Connect Finance Unlocked to your current platform
Featured Content
More featured content
Tackling the Cost of Living Crisis
In this video, Max discusses the cost-of-living crisis currently enveloping the UK. He examines its impact on households as well as the overall economy.
CSR and Sustainability in Financial Services
In the first video of this two-part video series, Elisa introduces us to sustainability. She begins by looking at the difference between sustainability and corporate social responsibility, two terms that can be easily confused.
More featured content
Ready to get started?
Our Solutions
About Us
Testimonials
More testimonials
Mark Homans
Our sky high NPS following learner feedback speaks for itself - this platform has delivered a lot of value.
Fiona Quinn
Learning is accessible and the tool assists in the continued development of all our employees. It is a fantastic tool for our business!
More testimonials
Ready to get started?
Wealth Management Service Offering
Faisal Sheikh
25 years: Wealth and risk management specialist
In this video, Faisal will talk about the services that wealth management professionals offer their clients, such as trade brokerage, investment advice, discretionary portfolio management, and the use of investment vehicles such as pensions and trusts. He will also explain the extremely demanding regulatory environment in which these services are provided that requires wealth managers to always ensure the services provided are suitable and appropriate for their clients.
In this video, Faisal will talk about the services that wealth management professionals offer their clients, such as trade brokerage, investment advice, discretionary portfolio management, and the use of investment vehicles such as pensions and trusts. He will also explain the extremely demanding regulatory environment in which these services are provided that requires wealth managers to always ensure the services provided are suitable and appropriate for their clients.
Wealth Management Service Offering
14 mins 8 secs
The wealth management industry is a very extensive and wide-reaching area of the financial services sector. It caters to a range of different people, from those with many millions in assets to those with substantially less, but in all cases offering a great deal of different services to its clients.
Key learning objectives:
What are the services that wealth management professionals offer their clients?
Understand the regulation of the wealth management industry
Faisal Sheikh
Related videos
Rationale & History of ETFs
ETFs track an index, and there is a huge range of indices. They have much lower 'expense ratios' (that's how the management fees are named for ETFs). Join Gontran as he explains the reasons for using ETFs along with their historical developments.
Gontran de Quillacq • 13:00
ETF Creation process
Market-makers are the only market participants authorised to create units with ETF fund managers, but they have to get the ETF shares from the fund manager. The way they do this is through a creation/redemption process. This video helps you understand the creation/redemption processes, along with their benefits and disadvantages.
Gontran de Quillacq • 12:48
Wealth Management Industry Overview
The business of wealth management is an important part of the wider financial services industry. This video will give a detailed context to the term by exploring some of the services that wealth management professionals offer their clients and also by highlighting the difference between wealth management and more traditional private banking. We will further examine some of the most common services provided by wealth managers in detail, and finally, we will discuss some of the regulatory frameworks in which wealth managers have to operate.
Faisal Sheikh • 11:12
Suitability and Appropriateness of Investment Advice
In this video, Faisal discussed the two types of assessment that advisors working in this space are required to carry out, namely the "suitability test" and the "appropriateness test." He also explained the circumstances in which these tests apply and how exactly they are performed.
Faisal Sheikh • 09:11