EU Asset Management Regulation Introduction

EU Asset Management Regulation Introduction

Giles Swan

15 years: Asset management

In this introductory episode to European Regulation, Giles helps us understand what EU regulation is, what the different types of regulation are, how they are determined and how they apply across different fund types.

In this introductory episode to European Regulation, Giles helps us understand what EU regulation is, what the different types of regulation are, how they are determined and how they apply across different fund types.

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EU Asset Management Regulation Introduction

14 mins 13 secs

Overview

European Union regulation consists of EU wide rules that sit alongside domestic rules to create compliance obligations for funds.

Key learning objectives:

  • What does the future cover?

  • Explain EU regulation and how it is made

  • Identify which EU regulations apply to funds

  • Describe the UCITS Directive

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Summary
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Expert
Giles Swan

Giles Swan

Giles Swan is a Director of Global Fund's policy at ICI Global. Giles started his career in the European mutual fund's sector, before moving to the FSA in 2005. He has led negotiations for the FSA in the Council of Ministers and the European Parliament on the AIFMD and also represented the FSA in ESMAs Investment Management Standing Committee.

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