Overview of Key Compliance Topics

Overview of Key Compliance Topics

Peter Eisenhardt

30 years: Capital markets & investment banking

In the second video of this series, Peter discuss the list of topics that would represent a good compliance training. He also talks about how banks have had to cope up with new regulations to get their houses in order on their current business. In the end Peter highlights how Covid-19 brought  new compliance challenges and what were the key concerns.

In the second video of this series, Peter discuss the list of topics that would represent a good compliance training. He also talks about how banks have had to cope up with new regulations to get their houses in order on their current business. In the end Peter highlights how Covid-19 brought  new compliance challenges and what were the key concerns.

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Overview of Key Compliance Topics

9 mins 56 secs

Overview

Compliance is about behaviour, accountability and acting within the rules -- not only the legal rules and regulation, but also rules to do with fairness and ethics.

Key learning objectives:

  • What topics does compliance cover?

  • How are banks cutting the costs of compliance?

  • What compliance challenges have been brought about by Covid-19?

  • How have banks responded to these challenges?

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This content is also available as part of a premium, accredited video course. Sign up for a 14-day trial to watch for free.

Summary
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