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Banking Essentials - Part I

This pathway will walk us through the basics of banks, starting with some of the different types and their main functions, then starting to look at the regulation faced by the banks, both before and after the Global Financial Crisis.

Greenwashing

Greenwashing is the act of distributing false information about something being more environmentally friendly than it actually is.

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Tackling the Cost of Living Crisis

In this video, Max discusses the cost-of-living crisis currently enveloping the UK. He examines its impact on households as well as the overall economy.

CSR and Sustainability in Financial Services

In the first video of this two-part video series, Elisa introduces us to sustainability. She begins by looking at the difference between sustainability and corporate social responsibility, two terms that can be easily confused.

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Banking Essentials - Part I

This pathway will walk us through the basics of banks, starting with some of the different types and their main functions, then starting to look at the regulation faced by the banks, both before and after the Global Financial Crisis.

Greenwashing

Greenwashing is the act of distributing false information about something being more environmentally friendly than it actually is.

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Ready to get started?

Plans & Membership

Our Platform

Expert led content

+1,000 expert presented, on-demand video modules

Learning analytics

Keep track of learning progress with our comprehensive data

Interactive learning

Engage with our video hotspots and knowledge check-ins

Testing & certification

Gain CPD / CPE credits and professional certification

Managed learning

Build, scale and manage your organisation’s learning

Integrations

Connect Finance Unlocked to your current platform

Featured Content

More featured content

Tackling the Cost of Living Crisis

In this video, Max discusses the cost-of-living crisis currently enveloping the UK. He examines its impact on households as well as the overall economy.

CSR and Sustainability in Financial Services

In the first video of this two-part video series, Elisa introduces us to sustainability. She begins by looking at the difference between sustainability and corporate social responsibility, two terms that can be easily confused.

More featured content

Book a demo

Pricing

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Introduction to Listing a Security

Introduction to Listing a Security

Kate Craven

35 years: Capital markets

In this video, Kate introduces the topic of listing. She highlights who sets the rules and the relevant regulations that the rules are contained in and also explains what the impact of Brexit will be on the UK listing procedure. Finally, she discusses why issuers would list securities.

In this video, Kate introduces the topic of listing. She highlights who sets the rules and the relevant regulations that the rules are contained in and also explains what the impact of Brexit will be on the UK listing procedure. Finally, she discusses why issuers would list securities.

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Introduction to Listing a Security

7 mins 20 secs

Overview

A listing means that an offering document (or prospectus) for an issue of debt or equity securities has been reviewed and approved by a stock exchange, and the securities are admitted to trading on that exchange. There are various rules for listings depending on the type of listing venue and where the security is listed. Benefits of listing securities outweigh the negatives, although listing is not possible for certain issuers, including a larger investor base, Quoted Eurobond Exemption and ECB eligibility to name a few.

Key learning objectives:

  • Understand what a listing is

  • Identify who sets the rules for listing

  • Recognise why an issuer would list a security

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Expert
Kate Craven

Kate Craven

Kate is a senior member of ICMA and consults on various projects including the recent update of the Primary Market Handbook. Kate previously served as Director at Barclays Plc in the Legal Department. She was responsible for the team specialising in debt capital markets. Prior to joining Barclays, she served as Director at Merrill Lynch. Kate had started in the Transaction Management Group at Merrill Lynch International in 1993 before spending two years in Tokyo with Merrill Lynch Japan Securities. She later headed the team responsible for the documentation of syndicated Eurobonds and EMTN programmes. Kate became chair of the Legal & Documentation Committee of the ICMA in 2001 and was listed as one of the 8 top in-house lawyers in the 2001 edition of Chambers and Partners Index to Leading Lawyers.

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