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Banking Essentials - Part I

This pathway will walk us through the basics of banks, starting with some of the different types and their main functions, then starting to look at the regulation faced by the banks, both before and after the Global Financial Crisis.

Greenwashing

Greenwashing is the act of distributing false information about something being more environmentally friendly than it actually is.

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Tackling the Cost of Living Crisis

In this video, Max discusses the cost-of-living crisis currently enveloping the UK. He examines its impact on households as well as the overall economy.

CSR and Sustainability in Financial Services

In the first video of this two-part video series, Elisa introduces us to sustainability. She begins by looking at the difference between sustainability and corporate social responsibility, two terms that can be easily confused.

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Featured Pathways

More pathways

Banking Essentials - Part I

This pathway will walk us through the basics of banks, starting with some of the different types and their main functions, then starting to look at the regulation faced by the banks, both before and after the Global Financial Crisis.

Greenwashing

Greenwashing is the act of distributing false information about something being more environmentally friendly than it actually is.

More pathways

Book a demo

Pricing

Ready to get started?

Plans & Membership

Our Platform

Expert led content

+1,000 expert presented, on-demand video modules

Learning analytics

Keep track of learning progress with our comprehensive data

Interactive learning

Engage with our video hotspots and knowledge check-ins

Testing & certification

Gain CPD / CPE credits and professional certification

Managed learning

Build, scale and manage your organisation’s learning

Integrations

Connect Finance Unlocked to your current platform

Featured Content

More featured content

Tackling the Cost of Living Crisis

In this video, Max discusses the cost-of-living crisis currently enveloping the UK. He examines its impact on households as well as the overall economy.

CSR and Sustainability in Financial Services

In the first video of this two-part video series, Elisa introduces us to sustainability. She begins by looking at the difference between sustainability and corporate social responsibility, two terms that can be easily confused.

More featured content

Book a demo

Pricing

Ready to get started?

Book a demo

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Introduction to Market Abuse Regulation

Introduction to Market Abuse Regulation

Stephen Stokes

20 years: Compliance & asset management

Where rules against market abuse exist, these rules are usually split into two concepts: Insider Dealing and Market Manipulation. In this video, Stephen provides an introductory overview of what market abuse means in the context of the European Union.

Where rules against market abuse exist, these rules are usually split into two concepts: Insider Dealing and Market Manipulation. In this video, Stephen provides an introductory overview of what market abuse means in the context of the European Union.

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Introduction to Market Abuse Regulation

12 mins 55 secs

Overview

Market abuse can be divided between insider dealing and market manipulation. Assessing whether information is “inside” can be quite complicated and needs to be assessed on a case-by-case basis. Similarly, market manipulation is difficult to define, but there are behaviours that are consistently described as being considered market manipulation. If you are unclear whether information is inside information, you should consult your compliance officer or legal team.

Key learning objectives:

  • Describe market abuse, inside information, and market manipulation

  • Explain MAR

  • Explain what actions an individual and organisation should take to prevent insider dealing

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Expert
Stephen Stokes

Stephen Stokes

Stephen began his career in various legal roles and gradually moved into compliance via legal research, and later a consulting role. Stephen has spent almost the last ten years advising firms on largely UK, EU and US regulatory compliance issues. He is now a Chief Compliance Officer at a London based hedge fund.

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