An Overview of Market Abuse Regulation
Regulators and investors want public securities markets to be fair and effective in forming prices for the traded securities. In this video, Carl focuses on the key regulatory requirements and restrictions which influence how firms trade in public securities markets.
Overview
Regulators and investors demand fair and effective public securities markets in price formation of traded securities. In this video, Carl focuses on some of the main regulations dealing with these issues.
Key learning objectives:
What is short selling?
What are the requirements for fair and effective priced securities?
What is a Market Abuse Regulation?
What is Market manipulation?
Summary
Expert
Carl Fernandes
Carl is a partner in the financial services regulatory team at Linklaters. He has been a financial services regulatory lawyer for the last 20 years, practicing in both London and Hong Kong.
