Senior Managers and the Certification Regime or SMCR aims to reduce harm to consumers and strengthen market integrity by creating a system that enables firms and regulators to hold individuals to account.
Key learning objectives:
Understand the background of the UK\'s Senior Managers and Certification Regime (SMCR).
What are the five core objectives of the SMCR?
How does SMCR apply to Senior Managers?
How does SMCR apply to Certified Staff?
How does SMCR apply to Conduct Staff?
What are the regulatory enforcement actions taken by the FCA?