Certificate of completion issued to
Nick Riley
For completing
Compliance Pathway
Completion date
16 Apr 2025
Delivered by
Accredited for
Certificate ID
14856707efd53d8daa3a2c0523371bbc
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About Compliance Pathway
9 Video modules
2 hours of learning
4.5 rating
Foundational level
Since 2008, compliance has been at the heart of the financial sector. This pathway will explore regulations, laws and guidelines (both internal or external) and how they will impact your working life. The videos in this pathway will ensure you understand enough to prevent and address any nonconformities in your everyday operations.
In this pathway
Understand the importance of compliance
Learn about regulations, laws, and guidelines
Prevent and address nonconformities in operations
Pathway experts
Peter Eisenhardt
30 years: Capital markets & investment banking
Peter has over 30 years experience working in banking. He has held several senior positions in international investment banks. Peter is now the Secretary General of the International Council of Securities Associations