Peter Eisenhardt

Financial Markets Specialist

Peter has over 30 years experience working in banking. He has held several senior positions in international investment banks. Peter is now the Secretary General of the International Council of Securities Associations

Stephen Stokes

Compliance Specialist

Stephen began his career in various legal roles and gradually moved into compliance via legal research, and later a consulting role. Stephen has spent almost the last ten years advising firms on largely UK, EU and US regulatory compliance issues. He is now a Chief Compliance Officer at a London based hedge fund.

Iain Hoggarth

Risk and Compliance Advisor

Iain has been in the banking industry for about two decades. He has spent a large part of his career in commercial and corporate finance in both the frontline and risk functions. Iain has worked for large banks, small funds and has spent time in consultancy.

Roger Miles

Behavioural Science and Conduct Expert

Roger researches behavioural risks in organisations, and advises senior leaders on how best to communicate risk and conduct matters. Previously, Roger ran risk communication programmes for professional bodies and the British Government. He now runs industry-level Academies for Conduct and Culture, and produces workshops with financial firms.