Key Terms and Functions under SMCR
Roger Miles
25 years: Behavoural science & conduct
In the previous video, Roger discussed the Senior Managers regime (SMR) of conduct regulation. In this video, Roger focuses on the language used to set out responsibilities under SMR and outlines the numbering system that the Conduct and Prudential regulators use to identify which role carries which responsibility.
In the previous video, Roger discussed the Senior Managers regime (SMR) of conduct regulation. In this video, Roger focuses on the language used to set out responsibilities under SMR and outlines the numbering system that the Conduct and Prudential regulators use to identify which role carries which responsibility.
Key Terms and Functions under SMCR
12 mins 47 secs
An understanding of SMR requires a knowledge of its vocabulary. SMR terms are defined along with a brief overview of the numbering that is assigned to each senior manager position.
Key learning objectives:
Define key phrases used in SMF
Understand the numbering system of senior managers
Roger Miles
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